Compliance Analyst

Are you meticulous, proactive, dependable, and team-oriented? With 3–5 years in compliance, CDD, or file review roles within regulated environments? This could be the role for you! 

Our client, an experienced independent financial services provider, is seeking a Compliance Analyst to conduct client file reviews, assess risk, and ensure records and procedures meet regulatory and internal standards.

Key responsibilities:

• Conducting periodic and ad-hoc file reviews in line with regulations.
• Performing risk assessments covering ownership, source of wealth, activity, and geography.
• Maintaining and updating client records, escalating red flags where needed.
• Analysing client data to ensure alignment with regulatory expectations.
• Preparing clear reports and supporting daily compliance operations across teams.
• Stay informed on relevant regulations and maintain CPD.

Key criteria:

• A strong knowledge of KYC, AML and risk-based compliance.
• High attention to detail and the ability to interpret complex client structures.
• Excellent communication, organisation, and report-writing skills.
• Proficient in Microsoft Office and client management systems.

Interested? Get in touch today! team@situations.gg