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Compliance Manager

Do you enjoy navigating complex regulations, building strong relationships, and making a real impact within a growing business?

A leading wealth services organisation is seeking an experienced Compliance Manager to join its team. Offering a blend of regulatory expertise, leadership, and strategic influence, this role provides the opportunity to work closely with senior stakeholders while helping shape a strong culture of compliance and risk awareness.

Key Responsibilities:

  • Providing practical advice on complex regulatory matters
  • Monitoring regulatory developments and supporting change initiatives
  • Strengthening compliance frameworks, controls, and governance
  • Building relationships with regulators and key stakeholders
  • Delivering clear reporting and insights to senior management
  • Leading, mentoring, and developing team members
  • Identifying risks and driving effective solutions
  • Supporting business projects from a compliance perspective

Key Requirements:

  • Strong compliance experience within financial services
  • Sound knowledge of regulatory risk and governance
  • A practical, solutions-focused approach
  • Excellent communication and stakeholder management skills
  • Previous leadership or mentoring experience
  • Strong organisational skills and attention to detail
  • ICA qualification, or working towards an equivalent professional qualification

This is a varied and rewarding opportunity offering genuine responsibility, exposure to senior decision-makers where your expertise will be valued, and your contribution will help shape the future of the business. Contact our team to find out more!


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