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Compliance Manager
Are you an experienced and knowledgeable Compliance professional looking for a senior, impactful role in a fast-growing financial services firm? We are seeking a Compliance Manager to oversee regulatory compliance, manage risk, provide expert advice, and enhance internal controls, all while working in an advisory and supportive capacity across the business.
Key Responsibilities:
- Taking ownership of compliance responsibilities and leading a high-performing team
- Implementing and maintaining the compliance framework, whilst driving operational efficiencies
- Supporting the MLRO in developing policies and procedures
- Fostering and maintaining relationships across multiple jurisdictions
- Identifying, evaluating, and mitigating risks while ensuring adherence to laws and regulations
Ideal Candidate:
- Strong knowledge of regulatory requirements at mid- to senior-level within financial services
- ACCA or ICAEW qualified, and an ICA Diploma in Governance is a plus (can be pursued alongside your work)
- Proven experience in compliance monitoring, drafting procedures, and risk management
- Demonstrated leadership and team management skills
- Highly analytical, detail-oriented, and proactive
If you are ready to take ownership, influence compliance strategy, and make a real impact in a growing financial services company, register your interest today!