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Compliance Manager

Are you an experienced and knowledgeable Compliance professional looking for a senior, impactful role in a fast-growing financial services firm? We are seeking a Compliance Manager to oversee regulatory compliance, manage risk, provide expert advice, and enhance internal controls, all while working in an advisory and supportive capacity across the business.

Key Responsibilities:

  • Taking ownership of compliance responsibilities and leading a high-performing team
  • Implementing and maintaining the compliance framework, whilst driving operational efficiencies
  • Supporting the MLRO in developing policies and procedures
  • Fostering and maintaining relationships across multiple jurisdictions
  • Identifying, evaluating, and mitigating risks while ensuring adherence to laws and regulations

Ideal Candidate:

  • Strong knowledge of regulatory requirements at mid- to senior-level within financial services
  • ACCA or ICAEW qualified, and an ICA Diploma in Governance is a plus (can be pursued alongside your work)
  • Proven experience in compliance monitoring, drafting procedures, and risk management
  • Demonstrated leadership and team management skills
  • Highly analytical, detail-oriented, and proactive

If you are ready to take ownership, influence compliance strategy, and make a real impact in a growing financial services company, register your interest today!

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