06 Feb 2019

Compliance Officer

Ref 24010

Our client is looking for someone with 2/3 years’ experience as a compliance officer, to join their team as a Compliance Officer. The duties of this role relate to assisting with the operation and development of the compliance function for regulated and non-regulated business within the Group and may include but are not limited to the following:

  • Reviewing and preparing annual compliance and MLRO reports for their regulated companies
  • Contributing to the management of their insurance clients including preparation and review of compliance monitoring reports
  • Support for compliance reports and reviews as required
  • Assisting in providing periodic statutory returns to regulators
  • Assisting in provision of outsourced compliance services
  • Reviewing and drafting procedures and compliance manuals and business risk assessments for internal and external businesses
  • Undertaking reviews of compliance for regulated and non-regulated companies
  • Assisting in the review of business continuity arrangements

The desirable candidate will have a working knowledge of Microsoft Office, specifically Word and Excel, have a good working knowledge of AML regulation and have good literacy skills and is able to provide evidence of accuracy. Compliance/AML qualification or professional body accreditation is desirable. 

 

 

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