16 Jan 2018
European Compliance & MLRO Support Officer
Ref 30785

A global, diverse alternative investment management firm is looking to recruit an experienced European Compliance & MLRO Support Officer.

Key duties:

Support to the group companies under GFSC and FCA oversight:

  • Maintain and implement company policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct.
  • Liaise with other departments at Group level to ensure appropriate action and responses are taken when compliance issues arise.
  • Prepare and or check required regulatory returns and ensure they are filed on time.  Maintain the Corporate Calendar to ensure that key regulatory filing dates are not missed.
  • Ensure European Group compliance with FATCA Rules.
  • Maintain the complaints register.
  • Respond to queries raised by regulators in European jurisdictions.
  • Provide the board and senior management with reports and updates as to their responsibilities particularly as it relates to changes in legislation.
  • Assist in companies’ secretarial work.

General Business

Compliance oversight of third-party service's to Group’s asset management business: 

  • Perform required annual oversight visits to third-party fund administrator(s).  Assist with queries arising with regard to investors due diligence and investor risk rating. 
  • Assist with auditors’ queries in so far as they relate to compliance and due diligence.
  • Assist in the review of various agreements that European Group Companies enter into.

The desirable candidate will have several years’ experience in a similar role, hold a relevant professional qualification, have strong communications skills and have excellent IT skills.


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